MARPOL — the International Convention for the Prevention of Pollution from Ships — is the single most comprehensive environmental treaty governing maritime operations. With six technical annexes covering oil, noxious liquids, harmful packaged substances, sewage, garbage, and air emissions, it touches every operational aspect of every vessel at sea. For environmental officers and fleet managers, MARPOL compliance means managing Oil Record Books, Garbage Record Books, Ballast Water Management Plans, SEEMP documentation, fuel switching procedures, oily water separator logs, and sewage treatment records — across multiple special areas with different discharge restrictions that change based on your vessel's position. The 2026 regulatory year has added two new Emission Control Areas (Canadian Arctic and Norwegian Sea), expanded Garbage Record Book requirements to ships of 100 GT and above, and introduced updated SEEMP data collection requirements. Non-compliance triggers PSC deficiencies, vessel detention, criminal penalties, and — in pollution cases — unlimited civil liability. This guide covers all six MARPOL annexes in practical terms, with the discharge rules, record-keeping requirements, special areas, and 2026 updates every ship operator needs to know. Start a free trial of Marine Inspection to digitize your MARPOL record-keeping and environmental compliance tracking.

MARPOL Convention: Protecting the Marine Environment
6
Technical Annexes
Oil, chemicals, packaged goods, sewage, garbage, air emissions
160+
Contracting Parties
Representing 99%+ of world merchant shipping tonnage
7
Emission Control Areas
Including 2 new Arctic ECAs from March 2026
0.50%
Global Sulphur Cap
0.10% inside ECAs — enforced since 2020

All Six MARPOL Annexes Explained

Each annex addresses a specific category of marine pollution. Understanding what each annex covers, which ships it applies to, and what documentation it requires is the foundation of environmental compliance. Book a Marine Inspection demo to see how one platform manages compliance across all six annexes.

I
Prevention of Pollution by Oil
Mandatory — In force since 2 Oct 1983

The foundational annex — covers prevention of oil pollution from both operational discharges and accidental spills. Applies to all ships. Regulates oily water separator (OWS) operation, oil discharge monitoring equipment (ODME), crude oil washing (COW) on tankers, segregated ballast tanks, and double hull requirements for oil tankers.

Required Documentation
Oil Record Book Part I (all ships 400 GT+) — machinery space operations
Oil Record Book Part II (oil tankers 150 GT+) — cargo/ballast operations
Shipboard Oil Pollution Emergency Plan (SOPEP)
IOPP Certificate (International Oil Pollution Prevention)
II
Control of Pollution by Noxious Liquid Substances in Bulk
Mandatory — In force since 2 Oct 1983

Governs discharge of approximately 250 noxious liquid substances carried in bulk on chemical tankers. Substances classified into Categories X, Y, Z, and Other Substances based on hazard level. Prewash procedures mandatory for Category X and high-viscosity/solidifying Category Y cargoes.

Required Documentation
Cargo Record Book
Procedures and Arrangements Manual (P&A Manual)
NLS Certificate or IBC Code compliance certificate
III
Prevention of Pollution by Harmful Substances in Packaged Form
Mandatory — In force since 1 Jul 1992

Covers marine pollutants transported in packaged form — identified in the IMDG Code. Requires proper marking, labelling, packaging, stowage, documentation, and quantity limitations. Substances identified as "marine pollutant" must be marked with the marine pollutant mark.

Required Documentation
Dangerous Goods Manifest or stowage plan
Marine pollutant marking on packaging
IV
Prevention of Pollution by Sewage from Ships
Mandatory — In force since 27 Sep 2003

Applies to ships of 400 GT+ or carrying more than 15 persons on international voyages. Requires ships to carry an approved sewage treatment plant, comminuting/disinfecting system, or holding tank. Discharge of untreated sewage prohibited within 12 NM of nearest land.

Required Documentation
International Sewage Pollution Prevention Certificate (ISPPC)
Sewage treatment plant operational records
V
Prevention of Pollution by Garbage from Ships
Mandatory — In force since 31 Dec 1988

Complete ban on discharge of plastics. Regulates disposal of food waste, domestic waste, cooking oil, operational waste, cargo residues, incinerator ashes, and fishing gear. Different rules inside and outside Special Areas. Garbage must be segregated into categories (A through K) using colour-coded bins.

Required Documentation
Garbage Record Book Part I (ships 100 GT+ since 2024) — retained 2 years
Garbage Record Book Part II (ships carrying solid bulk cargo)
Garbage Management Plan
Garbage placard displayed in crew areas
VI
Prevention of Air Pollution from Ships
Mandatory — In force since 19 May 2005

The most actively amended annex. Sets limits on SOx, NOx, and particulate matter emissions. Global sulphur cap 0.50% (0.10% inside ECAs). Prohibits deliberate ODS emissions. Mandates EEDI for new ships, EEXI for existing ships, CII operational rating, and SEEMP. Ships 5,000 GT+ must collect and report fuel consumption data.

Required Documentation
IAPP Certificate (International Air Pollution Prevention)
SEEMP Part I, II (ships 5,000 GT+), and III
Bunker Delivery Notes (BDNs) with fuel samples — retained 3 years
Ozone Depleting Substances Record Book
Engine EIAPP Certificate (NOx compliance)
EEDI/EEXI Technical File, IEE Certificate, CII rating documentation

Discharge Rules: What Can Go Overboard and Where

This is the table every officer needs on the bridge. Discharge rules change based on substance type, distance from land, whether you're in a Special Area, and vessel type. Getting this wrong triggers immediate PSC deficiencies and potential criminal prosecution.

Table 1: MARPOL Discharge Rules Summary
Annex Substance Outside Special Areas Inside Special Areas Key Conditions
I Oily bilge water (ships 400 GT+) Permitted if oil content <15 ppm, OWS in operation, ODME running Same conditions — 15 ppm max via OWS Not mixed with cargo residues. Ship en route. Antarctic: zero discharge.
I Oil tanker cargo residues >50 NM from land, <30L/NM instantaneous rate, ship en route Prohibited (except clean ballast) ODME in operation. Total discharge max 1/30,000 of cargo.
II NLS Category X Prohibited Prohibited Must be discharged to reception facility. Prewash mandatory.
II NLS Category Y/Z >12 NM, ship speed 7+ knots, below waterline, max concentration limits Stricter limits apply Prewash required for high-viscosity/solidifying Cat Y cargoes.
IV Untreated sewage >12 NM from land, ship en route 4+ knots, moderate discharge rate Same rules (no separate special areas) Treated sewage via approved plant: >3 NM. Comminuted/disinfected: >3 NM.
V Food waste (comminuted <25mm) >3 NM from land, ship en route >12 NM from land, ship en route Not comminuted: >12 NM outside SA. Plastics: NEVER permitted.
V Cargo residues (non-HME) >12 NM, in wash water, ship en route Varies — some permitted >12 NM if conditions met HME cargo residues: discharge to reception facility only.
VI SOx emissions Fuel sulphur max 0.50% Fuel sulphur max 0.10% in ECAs Or equivalent EGCS (scrubber) achieving same emission levels.
2026 MARPOL UPDATES
New ECAs: Canadian Arctic and Norwegian Sea ECAs entered force March 1, 2026 (NOx Tier III). SOx/PM compliance (0.10% sulphur) enforced from March 1, 2027. Garbage Record Book: Now required for ships 100 GT+ (lowered from 400 GT in 2024). SEEMP: Enhanced fuel oil data collection requirements effective August 2025 — existing ships must update SEEMP Part II by 2026. NOx Technical Code: Updated engine certification procedures for retrofits and dual-fuel conversions effective September 1, 2026. Container loss reporting: MARPOL Protocol I aligned with SOLAS V for mandatory reporting.

MARPOL Special Areas

Special Areas have stricter discharge requirements due to ecological sensitivity. Knowing which Special Areas your routes transit is essential for operational planning. Sign up for Marine Inspection to track route-based compliance requirements automatically.

Mediterranean Sea
Annex I, V, VI (SOx ECA May 2025)
Baltic Sea
Annex I, II, IV, V, VI (SOx/NOx ECA)
Black Sea
Annex I, V
Red Sea
Annex I, V (SA from 2025)
Gulf Area (Persian/Arabian)
Annex I, V
North Sea
Annex I, V, VI (SOx/NOx ECA)
Antarctic
Annex I (zero discharge), IV, V
Wider Caribbean
Annex V
Canadian Arctic
Annex VI ECA — NEW Mar 2026
Norwegian Sea
Annex VI ECA — NEW Mar 2026
Manage MARPOL Compliance Across All Six Annexes
Oil Record Books, Garbage Record Books, SEEMP tracking, OWS logs, sewage treatment records, fuel switching documentation — Marine Inspection digitalizes every MARPOL requirement with automated alerts and PSC-ready record trails.

Record-Keeping Requirements

MARPOL compliance lives or dies in the records. PSC officers check record books as one of their first actions onboard — incomplete entries, gaps in dates, or missing signatures are immediate deficiency findings.

Table 2: MARPOL Record-Keeping Requirements by Annex
Annex Record Book / Document Applies To Retention Period PSC Focus Areas
I Oil Record Book Part I Ships 400 GT+ 3 years from last entry OWS operation entries, sludge disposal receipts, bilge tank transfers
I Oil Record Book Part II Oil tankers 150 GT+ 3 years from last entry Cargo loading/unloading, tank cleaning, ballast operations
II Cargo Record Book All NLS carriers 3 years from last entry Prewash entries, discharge records, tank cleaning procedures
V Garbage Record Book Part I Ships 100 GT+ (since 2024) 2 years from last entry Categories recorded per discharge, reception facility receipts, accidental losses
V Garbage Record Book Part II Ships carrying solid bulk cargo 2 years from last entry Cargo residue discharge records, HME declarations
VI Bunker Delivery Notes + fuel samples All ships 3 years (BDNs), samples until fuel consumed Sulphur content, fuel switching records for ECA transit
VI ODS Record Book Ships with ODS-containing equipment Duration of certificate validity Refrigerant recharging records, ODS equipment inventory
VI SEEMP Part I, II, III All ships (Part II: 5,000 GT+) Onboard at all times CII rating, fuel data collection, energy efficiency measures

MARPOL Compliance Checklist

Use before PSC arrivals and environmental audits. These items cover the most common deficiency findings across all six annexes. Schedule a demo to see how Marine Inspection automates MARPOL record-keeping and environmental compliance tracking.

MARPOL — Pre-Inspection Environmental Compliance Check
Annex I — Oil Pollution Prevention
Oil Record Book Part I current — all entries signed by officer in charge and countersigned by Master
OWS operational and 15 ppm alarm tested — no bypasses or modifications
SOPEP available with up-to-date contact information and coastal state notifications
IOPP Certificate valid with endorsements current
Annex V — Garbage Management
Garbage Record Book entries complete — categories, volumes, discharge positions, reception receipts
Garbage Management Plan available and crew familiar with segregation procedures
Colour-coded garbage bins in place and correctly labelled per MARPOL categories
Garbage placard displayed in working language and English/French/Spanish
Annex VI — Air Emissions
Bunker Delivery Notes available for last 3 years — sulphur content documented per delivery
Fuel changeover procedure documented for ECA transit — logbook entries for switch timing
IAPP Certificate valid, engine EIAPP certificates available for all applicable engines
SEEMP onboard — CII rating documented, fuel data collection current (ships 5,000 GT+)
Certificates & General
All MARPOL certificates valid — IOPP, ISPPC (sewage), IAPP, IEE Certificate
Ballast Water Management Plan and BWM Certificate current (BWM Convention)
Port reception facility receipts filed for all waste deliveries ashore
Crew can explain discharge restrictions for current vessel position

Frequently Asked Questions

What are the six MARPOL annexes?
Annex I: Oil pollution prevention. Annex II: Noxious liquid substances in bulk. Annex III: Harmful substances in packaged form. Annex IV: Sewage. Annex V: Garbage. Annex VI: Air emissions (SOx, NOx, particulate matter, greenhouse gases). Annexes I and II are mandatory for all parties; Annexes III-VI are optional but widely ratified with 150+ parties each.
What changed in MARPOL for 2026?
Canadian Arctic and Norwegian Sea became Emission Control Areas (March 1, 2026) with NOx Tier III for new engines and SOx 0.10% fuel from March 2027. Garbage Record Book threshold lowered to 100 GT. SEEMP data collection enhanced from August 2025. NOx Technical Code updated for engine retrofits (September 2026). Container loss reporting aligned between MARPOL Protocol I and SOLAS V.
What are MARPOL Special Areas?
Ecologically sensitive sea regions with stricter discharge requirements. Include the Mediterranean, Baltic, Black Sea, Red Sea, Gulf Area, North Sea, Antarctic, and Wider Caribbean for various annexes. Annex VI has Emission Control Areas (ECAs) including Baltic, North Sea, North American, US Caribbean, Mediterranean, and the new Canadian Arctic and Norwegian Sea ECAs.
What MARPOL records must be kept onboard?
Oil Record Book Parts I and II (retained 3 years), Cargo Record Book for NLS (3 years), Garbage Record Book Parts I and II (2 years), Bunker Delivery Notes with fuel samples (3 years), ODS Record Book, and SEEMP. All entries must be signed by the officer in charge and countersigned by the Master. Missing or incomplete entries are immediate PSC deficiencies.
What happens if a ship violates MARPOL discharge regulations?
Consequences include PSC deficiency and potential detention, criminal prosecution of the Master and responsible officers, substantial fines (up to millions in some jurisdictions), flag state sanctions, P&I insurance implications, and reputational damage. Illegal oil discharge cases have resulted in multi-million dollar penalties in US courts, including imprisonment for crew members involved in falsifying Oil Record Books.
One Platform for All Six MARPOL Annexes
Oil Record Books, Garbage Record Books, fuel switching logs, OWS testing, sewage treatment records, BDN tracking, SEEMP documentation — Marine Inspection connects every environmental requirement into one audit-ready system with automated alerts and photo evidence.